SESC
Grade C
Securities and Exchange Surveillance Commission · Japan · Official register
License facts
What it takes to hold this license, from the TrustFinance regulator database.
TrustFinance grade
of A to D
Requirements to get licensed
About this regulator
The SESC is within the Financial Services Agency (FSA). In December 2019, the SESC, whose mission is to protect investors and market integrity, inaugurated its 10th term under new leadership. Since its inception, the SESC has pursued criminal prosecutions against flawed and material market misconduct and has made recommendations for administrative monetary penalty payment orders and administrative actions for violations of securities laws. The SESC has also conducted oversight through exercising its authority over investigations and inspections in an effort to ensure the fairness and transpare...
Companies holding this license
Companies on record, each linking to its verification page.