SCB
Grade D
License facts
What it takes to hold this license, from the TrustFinance regulator database.
Requirements to get licensed
Main requirements
- Minimum 2 directors
- Compliance & AML Officers (locals)
- Qualified personnel
- Bookkeeping/audit
- Audited financial statements with local auditor
- Physical office
About this regulator
The Securities Commission of The Bahamas (“the Commission”), established in 1995, is committed to the growth and development of a vibrant, competitive financial services sector renowned for regulatory excellence. The Commission is responsible for regulating and overseeing investment funds, securities and the capital markets in The Bahamas. The Commission utilizes market surveillance, regulatory oversight, enforcement of securities laws and its investor education program to protect investors, maintain fair, efficient and transparent markets, and reduce systemic risk. The Securities Commissio...
Companies holding this license
11 companies on record. Each links to its verification page.
