SERC

SERCGrade D Grade D

Securities and Exchange Regulator of Cambodia · Cambodia · Official register
Grade D: Registration-level oversight. A license here alone is a weak trust signal.

License facts

What it takes to hold this license, from the TrustFinance regulator database.

Authorized capital
250,000+
required to operate
Time to obtain
5-8 Months
typical licensing process
TrustFinance grade
Grade D
of A to D
Companies on record
2
holding this license

Requirements to get licensed

Main requirements

  1. Minimum 2 directors
  2. Compliance & AML Officers
  3. Qualified personnel
  4. Bookkeeping/audit
  5. Audited financial statements with local auditor

About this regulator

The Securities and Exchange Regulator of Cambodia (SERC) is the principal regulatory authority responsible for supervising and developing the securities market in Cambodia. Established under the Law on the Issuance and Trading of Non-Governmental Securities in 2007, SERC's primary mandate is to regulate and oversee the Cambodian securities industry, including the stock exchange, securities companies, and market intermediaries. Its main objectives are to protect investors, ensure fair and orderly trading, and promote a stable and transparent securities market in Cambodia. SERC's responsibili...

Companies holding this license

2 companies on record. Each links to its verification page.

BIC MARKETS
BIC MARKETS
License 011 · Regulated
Goldwell Capital
Goldwell Capital
License 009/SERC/License/D.B · Regulated
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