NSSMC
Grade D
National Securities and Stock Market Commission · Ukraine · Official register
License facts
What it takes to hold this license, from the TrustFinance regulator database.
Time to obtain
6-12 Months
typical licensing process
TrustFinance grade
of A to D
Requirements to get licensed
Main requirements
- Business Plan: A detailed description of your business, including strategies, financial plans, and other relevant details.
- Financial Statements: Documents indicating your company's financial stability and condition to prove financial adequacy.
- Founding Materials: Company's founding documents and materials demonstrating the establishment of the business.
- Risk Control Plan: A detailed plan outlining risk management measures within the brokerage operations.
- Passport Details: Photocopies of passport details of shareholders, management, and other key personnel involved in the company.
- Corporate Documents: Articles of incorporation, company registration documents, and other corporate paperwork.
- KYC and AML Compliance: Ensuring all company documentation aligns with Know Your Clients (KYC) and Anti-Money Laundering (AML) regulations.
About this regulator
The National Securities and Stock Market Commission is the regulatory body in Ukraine tasked with overseeing and regulating the securities and stock market. Its primary roles include ensuring the protection of investors, maintaining fair and efficient market conditions, and contributing to the development of the securities market. The commission enforces legal standards, supervises market participants, and aims to enhance transparency and integrity within the financial markets.
Companies holding this license
Companies on record, each linking to its verification page.