SSC
Grade C
State Securities Commission of Vietnam · Vietnam · Official register
License facts
What it takes to hold this license, from the TrustFinance regulator database.
Time to obtain
3-6 months
typical licensing process
TrustFinance grade
of A to D
Companies on record
1
holding this license
Requirements to get licensed
- Application for License: A formal request specifying the company’s intent and operations.
- Draft Charter: Document detailing the company’s structure and governance.
- Capital Proof: Bank confirmation of required charter capital.
- Infrastructure Proof: Details of premises, tech, and equipment.
- Operational Plans: Outlining activities, targets, risks, and financial projections.
- Legal Compliance: Declarations for anti-money laundering and other regulations.
- Additional Documents: As required by SSC or relevant laws.
Shareholder and Contributor Info:
- Individuals: ID and proof of eligibility.
- Organizations: Legal status, financial proof, and no losses in two prior years.
Personnel Documentation:
- General Director: 2+ years in finance, certifications, and no recent legal issues.
- Key Personnel: Certified employees and a qualified compliance officer.
The minimum charter capital varies based on the intended securities business activities:
- Securities Brokerage: VND 25 billion. / ~ $1,050,000
- Proprietary Trading: VND 100 billion. / ~ $4,200,000
- Securities Underwriting: VND 165 billion. / ~ $6,930,000
- Securities Investment Consultancy: VND 10 billion. / ~ $420,000
About this regulator
The State Securities Commission of Vietnam (SSC) is the primary government agency responsible for overseeing and regulating Vietnam's securities and capital markets. Established under the Ministry of Finance, the SSC ensures the development, transparency, and stability of the securities market, contributing to the growth of Vietnam's financial system and economy.
Companies holding this license
1 companies on record. Each links to its verification page.
