FMA

FMAGrade A Grade A

Financial Markets Authority · New Zealand · Official register
Grade A: Top-tier regulator. Strict capital requirements, investor compensation schemes, and active enforcement.

License facts

What it takes to hold this license, from the TrustFinance regulator database.

Authorized capital
617,000+
required to operate
Time to obtain
2-3 Months
typical licensing process
TrustFinance grade
Grade A
of A to D
Companies on record
9
holding this license

Requirements to get licensed

Main requirements

  1. Registering as an FSP
  2. Meeting net tangible asset thresholds
  3. Having a physical office in New Zealand
  4. Complying with regulatory obligations (KYC/AML)

About this regulator

The Financial Markets Authority (FMA) of New Zealand is the key regulatory body for financial markets in New Zealand, established by the Financial Markets Authority Act 2011. It aims to ensure the integrity, transparency, and efficiency of New Zealand's financial markets.

Companies holding this license

9 companies on record. Each links to its verification page.

All regulatorsCross-check on the official register