SEC

SECGrade A Grade A

Securities and Exchange Commission · United States · Official register
Grade A: Top-tier regulator. Strict capital requirements, investor compensation schemes, and active enforcement.

License facts

What it takes to hold this license, from the TrustFinance regulator database.

TrustFinance grade
Grade A
of A to D
Companies on record
109
holding this license

About this regulator

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. The primary purpose of the SEC is to enforce the law against market. The SEC protects investors by enforcing our nation's securities laws, taking action against wrongdoers, and overseeing our securities markets and firms to ensure that investors are treated fairly and honestly

Companies holding this license

109 companies on record. Each links to its verification page.

All regulatorsCross-check on the official register