
SEC
Grade A
Securities and Exchange Commission · United States · Official register
License facts
What it takes to hold this license, from the TrustFinance regulator database.
TrustFinance grade
of A to D
Companies on record
109
holding this license
About this regulator
The U.S. Securities and Exchange Commission is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. The primary purpose of the SEC is to enforce the law against market. The SEC protects investors by enforcing our nation's securities laws, taking action against wrongdoers, and overseeing our securities markets and firms to ensure that investors are treated fairly and honestly
Companies holding this license
109 companies on record. Each links to its verification page.

Maxim Group LLC

tastytrade

SpeedTrader

JP Morgan Chase

Goldman Sachs

Susquehanna International Group

GFI Group

XTX Markets

BlockFi

Merrill Edge

TradeZero

Fidelity investment

Webull

Ruane, Cunniff & Goldfarb

Cadaret, Grant & Co

Clarity Capital

Stash

Axos

TD Bank

Allianz

Jefferies

Mizuho Financial Group Inc.

Verifone

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