SIPC

SIPCGrade C Grade C

Securities Investor Protection Corporation · United States · Official register
Grade C: Recognized regulator with lighter requirements. Licenses here carry less weight.

License facts

What it takes to hold this license, from the TrustFinance regulator database.

TrustFinance grade
Grade C
of A to D
Companies on record
12
holding this license

About this regulator

The Securities Investor Protection Corporation is a federally mandated, non-profit, member-funded, United States corporation created under the Securities Investor Protection Act of 1970 that mandates membership of most US-registered broker-dealers. the Securities Investor Protection Corporation (SIPC) Authorized and created under the Securities Investor Protection Act of 1970, the SIPC oversees the liquidation of broker-dealers who go bankrupt, lapse into financial trouble, or if the assets of their customers go missing.

Companies holding this license

12 companies on record. Each links to its verification page.

All regulatorsCross-check on the official register