IIROC
Grade B
The Investment Industry Regulatory Organization of Canada · Canada · Official register
License facts
What it takes to hold this license, from the TrustFinance regulator database.
TrustFinance grade
of A to D
About this regulator
The Investment Industry Regulatory Organization of Canada (IIROC) is a non-profit, national self-regulatory organization (SRO). Established through the merger of the Investment Dealers Association of Canada (IDA) and Market Regulation Services Inc. The organization sets regulatory and investment industry standards and has quasi-judicial powers in that it holds enforcement hearings and has the power to suspend, fine and expel members and registered representatives, such as advisors.
Companies holding this license
Companies on record, each linking to its verification page.